Most claims move from claim and response to case management, disclosure, witness statements and hearing, with settlement possible at any stage.
Employment tribunal proceedings typically follow a standard sequence; once the claim and response are lodged, the tribunal will then issue case management orders, directing the parties to cooperate and prepare for an effective final hearing.
The person bringing the claim (usually the employee) is referred to in proceedings as the Claimant, and the person/company defending the claim (usually the employer) is called the Respondent.
At any stage during the case, the parties may explore alternative dispute resolution, including private mediation or the tribunal’s own judicial mediation scheme, which offers a free, confidential process conducted by an Employment Judge with a view to achieving a settlement without the need for a full hearing.
Preliminary hearings may be held to deal with procedural directions or substantive applications such as strike-out, deposit orders, or jurisdictional issues (e.g. if the claim has been filed out of time, or whether the individual’s claimed disability or employment status is being challenged).
At the final hearing, the tribunal may comprise a Judge sitting alone or a full panel depending on the claim type, and the hearing may last from one day to several weeks. Witness statements are prepared in advance of the hearing and exchanged between the parties in good time beforehand, so that each party has time to see and prepare their case. These statements represent the chief evidence before the tribunal and witnesses are questioned (cross-examined) by the other party (and the tribunal) on those statements.